AML in the fund industry
Conférences d’actualité

Anti-Money Laundering & practical questions for the fund industry

,
40
Jours
10
Heures
58
Minutes
36
Secondes
Télécharger (298.88 KB)

Current regulations, tips and tricks

If you are an experienced professional in the funds, this roundtable should catch your attention. This remote conference aims to deal with the hot topics, the latest developments in professional obligations to fight against AML in the fund industry.

This intensive and highly practical half-day training course is dedicated to those selected topics:

- Interaction with CSSF and AML/FT oversight

- Funds distribution oversight/ Know Your Distributor

- CSSF regulation 20-05 gap analysis

- AML/CFT controls on assets –– practical implementation

We will focus on their practical implications for your day-to-day work.
Looking forward to welcoming you to this practical training,

 

Objectives
Concerned public

Objectives

  • Master the latest amendments of the AML regulations
  • Incorporate CSSF’s & CRF’s recommendations into your practice
  • Anticipate the practical questions following the implementation of the new Compliance requirements

Concerned public

  • Compliance Officers
  • AML Officers in banks, insurance companies, investment funds
  • Head of Compliance, Compliance Analyst, AML Compliance
  • Auditors
  • Accountants, chartered accountants
  • CEOs
  • Head of legal, head of audit division, head of internal oversight
  • Sales departments Managers
  • Agency Managers
  • International transactions Managers
  • Bankers, insurers, financiers
  • Lawyers
  • Wealth Managers

Program

Anti-Money Laundering & practical questions for the fund industry

Morning Session -March 9, 2020 - lUXEMBOURG

9.00 to 12.30

Chairman:Christophe BECUE

Conducting Officer- Governance, Compliance & Risk Management
EASTPRING INVESTEMENTS

Opening speech

Interaction with CSSF and AML/FT oversight

  • RBA Questionnaire 2020
  • CSSF onsite inspection (preparation and experience sharing)
  • CSSF oversight and Long Form Reports

Christophe BECUE

Jose Luis PEREZ
Conducting Officer
Franklin Templeton Luxembourg S.A

Jose Maria CAMPOS DONDERIS
Compliance Manager
Rothschild & Co Investment Managers

AML/CFT control on assets –– practical implementation

  • CSSF regulation 20-05 requirements
  • Listed assets versus real and other assets
  • Risk assessment for PERE funds practical examples

Steven CURFS
Conducting Officer
ENGELWOOD Asset Management S.A

Hervé BALLONE
Conducting Officer- chief compliance- MLRO
CARLYLE

Jose Luis PEREZ
Conducting Officer
Franklin Templeton Luxembourg S.A

Coffee-networking

CSSF regulation 20-05 gap analysis

  • What is new ?
  • The partition of work and delegation between RR and RC at funds level

Hervé BALLONE
Conducting Officer- chief compliance- MLRO
CARLYLE

Steven CURFS
Conducting Officer
ENGELWOOD Asset Management S.A

Jose Maria CAMPOS DONDERIS
Compliance Manager
Rothschild & Co Investment Managers

Funds distribution oversight/ Know Your Distributor

  • What is meant by KYD and expectations form the regulator (how to be organised, initial DD versus ongoing DD) ?
  • Exhaustive mapping and oversight of your distribution network for AML/CFT risk purposes
  • The AML/CFT sub-distribution risk
  • Sample testing on Distributors

Christophe BECUE

Jose Luis PEREZ
Conducting Officer
Franklin Templeton Luxembourg S.A

Anti-Money Laundering & practical questions for the fund industry
26450B

100 % remote conference
 

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